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Frequently Asked Questions (FAQ) About Volunteering for Clinical Trials

Choosing to participate in a clinical trial is an important personal decision. The following FAQ provides detailed information about clinical trials and outlines specific questions you may want to ask the people who are conducting a clinical trial before deciding to participate.

1. What is a clinical trial?
2. Who conducts clinical trials?
3. What is a protocol?
4. What are the types of clinical trials?
5. How do I qualify to participate in a clinical trial?
6. What happens during a clinical trial?
7. What should I know before participating in a clinical trial?
8. What should I ask the investigator about a clinical trial?
9. How should I prepare for the initial meeting with the investigators?
10. What are the benefits of participating in a clinical trial?
11. What are the risks of participating in a clinical trial?
12. How is my safety protected?
13. What are side effects and adverse reactions?
14. Can I continue to work with my primary health care provider while in a trial?
15. Can I leave a clinical trial after it has begun?
16. What is a control or control group?
17. What is a placebo?
18. Where do the ideas for trials come from?
19. Who sponsors clinical trials?
20. What are the different kinds of studies that are done in clinical trials?
21. What are the phases of clinical trials?

 

1. What is a clinical trial?

Clinical trials are studies of drugs or other medical treatments in human beings that follow a defined study plan known as a protocol. These trials are sometimes called clinical studies or research studies or studies.

2. Who conducts clinical trials?

Clinical trials are conducted by medical personnel, such as doctors and nurses. Doctors who conduct clinical trials are also called investigators. The clinical trial team may also include social workers and other health care professionals.

The investigators will:

  • Check your health at the beginning of the trial
  • Give you specific instructions for participating in the trial
  • Monitor you carefully during the trial
  • Stay in touch with you after the trial is completed

3. What is a protocol?

A protocol is a study plan for a clinical trial that is carefully designed to safeguard your health as well as answer specific medical research questions. A protocol details:

  • What types of people may participate in the trial
  • The schedule of tests, procedures, medications and dosages
  • The length of the trial

The protocol determines when you are seen by the investigators to monitor your health and to determine the safety and effectiveness of your treatment.

4. What are the types of clinical trials?

Some clinical trials need healthy volunteers while others seek people with illnesses or conditions to be studied. This FAQ covers the latter kind of clinical trial.

There are two major types of clinical trials or studies for people with specific illnesses or conditions:

  • Interventional: you are given a treatment and the results are measured by investigators
  • Observational: you are observed and the results measured by investigators

In interventional trials, the investigators take an active role by administering a new intervention (a drug or medical device) and measuring the effect of that activity. In observational studies, the investigators take a passive role, only observing associations between the current treatments being used by participants and the health status of the participants.

Learn more about the different types of clinical trials.

5. How do I qualify to participate in a clinical trial?
Before joining a clinical trial, you must qualify for it. Each clinical trial has a unique set of guidelines about who can participate. The guidelines are used to:

  • Identify appropriate participants
  • Protect their safety
  • Help ensure that investigators will be able to answer the questions they plan to study

The guidelines are based on such factors as:

  • Age
  • Gender
  • Type and stage of a disease
  • Previous treatment history
  • Other medical conditions

6. What happens during a clinical trial?

It depends. In some clinical trials, there may be more tests and doctor visits than you would normally have for an illness or condition. Clinical trials work best when the protocol (study plan) is carefully followed and there is frequent contact between you and the investigators.

7. What should I know before participating in a clinical trial?

To help you decide whether or not to participate, an investigator explains the details of the clinical trial. This is called informed consent. This means learning the key facts about a clinical trial before deciding whether or not to participate. It continues throughout the trial, so you always have updated information.

The investigator will provide an informed consent document that includes details about the trial, such as:

  • Purpose
  • Duration
  • Required procedures
  • Key contacts
  • Risks
  • Potential benefits

You should know as much as possible about the clinical trial and feel comfortable asking the investigator questions about it. Then, you decide whether or not to sign the informed consent document. Informed consent is not a contract, and you may withdraw from the clinical trial at any time.

8. What should I ask the investigator about a clinical trial?

The following questions might be helpful for you to discuss with the investigator. Some of the answers to these questions are found in the informed consent document.

  • What is the purpose of the trial?
  • Who is going to be in the trial?
  • Why do investigators believe the experimental treatment being tested may be effective?
  • Has the experimental treatment been tested before?
  • What kinds of tests and experimental treatments are involved?
  • How do the possible risks, side effects and benefits in the trial compare with my current treatment?
  • How might this trial affect my daily life?
  • How long will the trial last?
  • Will hospitalization be required?
  • Who will pay for the experimental treatment?
  • Will I be reimbursed for other expenses?
  • What type of long-term follow-up care is part of this trial?
  • How will I know that the experimental treatment is working?
  • Will results of the trial be provided to me?
  • Who will be in charge of my care?

9. How should I prepare for the initial meeting with the investigators?

To prepare for a meeting with investigators, you should:

  • Plan ahead and write down possible questions to ask
  • Ask a friend or relative to come along for support and to hear the responses to your questions
  • Bring a tape recorder to record the discussion to replay later

10. What are the benefits of participating in a clinical trial?

Clinical trials that are well-designed and well-executed are the best approach for you to:

  • Play an active role in your own health care
  • Gain access to new research treatments before they are widely available
  • Obtain expert medical care at leading health care facilities during the trial
  • Help others by contributing to medical research

11. What are the risks of participating in a clinical trial?

There are risks to clinical trials:

  • There may be unpleasant, serious or even life-threatening side effects to experimental treatment
  • The experimental treatment may not be effective for you
  • The protocol may require more of your time and attention than would a non-protocol treatment, including trips to the trial site, more treatments, hospital stays or complex dosage requirements

12. How is my safety protected?

The same ethical and legal codes that apply to doctors also apply to clinical trials. In addition, most clinical research is regulated by governments, with built in safeguards to protect the participants.

Every clinical trial in the United States must be approved and monitored by an Institutional Review Board (IRB) to make sure the risks are as low as possible and are worth any potential benefits. An IRB is an independent committee of physicians, statisticians, community advocates and others that ensures a clinical trial is ethical and the rights of participants are protected. Many countries have similar review boards and regulations.

13. What are side effects and adverse reactions?

Side effects are any undesired actions or effects of the experimental drug or treatment. Negative or adverse effects will vary depending on the medication being studied. One of the goals of clinical trials is to evaluate experimental treatments for both immediate and long-term side effects. The investigator will be able to discuss this with you before you sign up for the clinical trial.

14. Can I continue to work with my primary health care provider while in a trial?

Yes. Most clinical trials provide short-term treatments related to a designated illness or condition but do not provide extended or complete primary health care. In addition, by having your health care provider work with the investigators, you can ensure other medications or treatments will not conflict with the protocol.

15. Can I leave a clinical trial after it has begun?

Yes. You may leave a clinical trial at any time for any reason. When withdrawing from the trial, you should let the research team know about it and the reasons for leaving the study.

16. What is a control or control group?

A control is a base line against which the effects of the study treatment can be measured. It could be the existing standard treatment for the illness that the drug being studied is designed to treat, or it could be no treatment at all. For example, in many clinical trials, one group of patients will be given an experimental drug or treatment while the control group is given either a standard treatment for the illness or a placebo. It is very important that participants and investigators do not know which treatment the participant receives.

17. What is a placebo?

A placebo, sometimes called a “sugar pill,” is an inactive pill, liquid or powder that has no treatment value. In clinical trials, experimental treatments are often compared with placebos to assess the experimental treatment's effectiveness. In some trials, people in the control group will receive a placebo instead of an active drug or experimental treatment.

18. Where do the ideas for trials come from?

Ideas for clinical trials usually come from researchers who may work at pharmaceutical companies, universities, hospitals or in government programs. Researchers test new therapies or procedures in the laboratory and in other studies. The experimental treatments with the most promising laboratory results are moved into clinical trials. During a trial, more and more information is gained about an experimental treatment, its risks and how well it may or may not work.

19. Who sponsors clinical trials?

Clinical trials are sponsored or funded by a variety of organizations or individuals such as physicians, medical institutions, foundations, voluntary groups and pharmaceutical companies, in addition to U.S. federal agencies. Trials can take place in a variety of locations, such as hospitals, universities, doctors' offices or community clinics.

20. What are the different kinds of studies that are done in clinical trials?

Treatment studies test experimental treatments, new combinations of drugs or new approaches to surgery or radiation therapy

  • Prevention studies look for better ways to prevent disease in people who have never had the disease or to prevent a disease from returning; these approaches may include medicines, vitamins, vaccines, minerals or lifestyle changes
  • Diagnostic studies are conducted to find better tests or procedures for diagnosing a particular disease or condition
  • Screening studies test the best way to detect certain diseases or health conditions
  • Quality of life studies (or supportive care studies) explore ways to improve comfort and the quality of life for individuals with a chronic illness

21. What are the phases of clinical trials?

Clinical trials are conducted in phases. The trials at each phase have a different purpose and help scientists answer different questions:

  • In Phase I trials, researchers test an experimental drug or treatment in a small group of people (20-80) for the first time to evaluate its safety, determine a safe dosage range and identify side effects
  • In Phase II trials, the experimental drug or treatment is given to a larger group of people (100-300) to see if it is effective and to further evaluate its safety
  • In Phase III trials, the experimental drug or treatment is given to large groups of people (1,000-3,000) to confirm its effectiveness, monitor side effects, compare it to commonly used treatments and collect information that will allow the experimental drug or treatment to be used safely
  • In Phase IV trials, studies provide additional information including the drug's risks, benefits and optimal use